Search for: "Ontario Securities Commission"
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8 Dec 2011, 3:25 pm
The Wall Street Journal reported earlier today that the Ontario Securities Commission (“OSC”) has approved Alpha (Alpha Trading Systems Limited Partnership and Alpha Exchange Inc.), Canada’s largest alternative trading platform to the TSX, as a stock exchange (see: Ontario Securities Regulator Allows Alpha to be Exchange). [read post]
15 Mar 2023, 11:37 am
On March 9, the Ontario Securities Commission (OSC) provided an update on the first five years of its Whistleblower Program. [read post]
28 Feb 2024, 7:47 am
The Ontario Securities Commission (OSC) issued an award of CAD $1,500,000 to a whistleblower who provided information which allowed the OSC to act swiftly to protect investors from harm. [read post]
27 Feb 2024, 10:22 am
On February 27, the Ontario Securities Commission (OSC) issued a $1.5 million whistleblower award to an individual whose disclosure “allowed the OSC to act swiftly to protect investors from harm. [read post]
19 Nov 2011, 9:56 am
"FINRA and Ontario Securities Commission Sign Regulatory Cooperation Arrangement [read post]
11 Sep 2011, 12:14 pm
Ontario Securities Commission (OSC) attorneys reportedly are reviewing “tens of thousands” of documents in connection with the investigation of Sino-Forest Corp. [read post]
13 Mar 2023, 2:40 pm
Constantine Cannon applauds the Ontario Securities Commission Whistleblower Program on a very positive update on its performance from 2016 to 2022. [read post]
17 Aug 2012, 3:29 pm
Earlier this week, the Law Commission of Ontario released its Interim Report on Vulnerable Workers and Precarious Work for public feedback.Vulnerable workers work at jobs characterized by low wages with few or no benefits, little job security and minimal control over work conditions. [read post]
4 Jul 2012, 7:57 am
The proposed acquisition of Canadian exchange operator TMX Group by a consortium of Canadian financial institutions has won approval from Canada’s top securities regulator, potentially clearing the way for approval by the country’s main competition watchdog.Maple, a consortium of Canada’s largest banks, insurers and pension funds, said the Ontario Securities Commission has approved final recognition orders that will govern operations of the… [read post]
28 Mar 2014, 1:09 pm
The press release states in part: The Ontario Securities Commission, together with the Autorité des marchés financiers, Alberta Securities Commission and British Columbia Securities Commission, recently entered into a Memorandum of Understanding with the United States Commodity Futures Trading Commission... [read post]
30 Apr 2021, 1:35 pm
Shaifali Joshi-Clark, a senior forensic accountant in the Ontario Securities Commission’s Office of the Whistleblower, provided a comprehensive overview of the OSC’s whistleblower reward program, which has awarded over $8.6 million to multiple whistleblowers in the four years since its inception. [read post]
20 May 2009, 7:56 am
On April 9, the Ontario Legislature unanimously approved Laurel Broten's private member’s notice of motion #81 and, calling on the Ontario Securities Commission to adopt an enhanced reporting framework for social and environmental information. [read post]
24 Nov 2020, 10:18 am
On November 17, the Ontario Securities Commission (OSC) awarded a total of CAD $585,000 to three whistleblowers who provided the OSC with timely information that aided in enforcement efforts. [read post]
14 Jun 2010, 1:09 pm
The SEC, Quebec Autorité des marchés financiers (AMF) and Ontario Securities Commission (OSC) today announced a comprehensive arrangement to facilitate their supervision of regulated entities that operate across the U.S. [read post]
4 Nov 2010, 12:03 pm
The Ontario Securities Commission (the "OSC") recently released Staff Notice 51-333 Environmental Reporting Guidance (the "Staff Notice"), which provides clarification on the continuous disclosure responsibilities of reporting issuers with regard to environmental matters. [read post]
18 Nov 2010, 12:05 pm
As expected, the government of Ontario has now introduced proposed amendments to the Securities Act (text not yet available) that would allow the Ontario Securities Commission to develop a regulatory framework to govern over-the-counter (OTC) derivatives. [read post]
3 May 2011, 1:24 pm
Last month, the Ontario Securities Commission announced that it had secured the first finding of guilt for fraud in quasi-criminal proceedings it has brought before the Ontario Court of Justice. [read post]
17 Aug 2007, 4:10 pm
The only opposition to the planned scheme is the Ontario Securities Commission who contends that the system, although adding efficiency to the current regime, does not fully address all the shortcomings of the current patchwork of organizations. [read post]
28 Oct 2009, 7:20 am
In a statement of allegations filed by the Ontario Securities Commission, Cornblum and Grmovsek met while in law school and remained close. [read post]
11 Mar 2019, 9:10 am
Last month the Ontario Securities Commission refused to approve a prospectus for a fund that proposed to invest in bitcoin. [read post]
